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NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required
by DR 3.3
(1) An issuer making a notification in respect of a transaction relating to the
shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the
shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director
/person discharging managerial responsibilities should complete boxes 1 to 3
and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument
relating to the shares of the issuer (other than a debenture) should complete
boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. Name of the issuer 2. State whether the notification
relates to (i) a transaction
notified in accordance with DTR
3.1.2 R;
(ii) a disclosure made in
accordance with LR 9.8.6 R(1), or;
(iii) a disclosure made in
accordance with section 793 of the
Companies act (2006)
Unicorn AIM VCT plc DTR 3.1.2 R
3. Name of person discharging 4. State whether notification relates
managerial responsibilities/ to a person connected with a person
director discharging managerial
responsibilities/director named in
3 and identify the connected person
James H Grossman James H Grossman 2006 Revocable
Trust
5. Indicate whether the notification 6. Description of shares (including
is in respect of a holding of the class), debentures or derivatives
person referred to in 3 or 4 or financial instruments relating
above or in respect of a to shares
non-beneficial interest
4 - Benificial interest Ordinary Shares of 1p each
7. Name of registered shareholders 8 State the nature of the transaction
(s) and, if more than one, the
number of shares held by each of
them
Market purchase of shares
9. Number of shares, debentures or 10. Percentage of issued class acquired
financial instruments relating to (treasury shares of that class
shares acquired should not be taken into account
when calculating percentage)
5,000 0.01%
11. Number of shares, debentures or 12. Percentage of issued class disposed
financial instruments relating to (treasury shares of that class
shares disposed should not be taken into account
when calculating percentage)
N/A N/A
13. Price per share or value of 14. Date and place of transaction
transaction
99.1119 London - 18/02/11
15. Total holding following 16. Date issuer informed of transaction
notification and total percentage
holding following notification
(any treasury shares should not
be taken into account when
calculating percentage)
0.01% 21/02/11
If a person discharging managerial responsibilities has been granted options by
the issuer complete the following boxes
17 Date of grant 18. Period during which or date on
which it can be exercised
N/A
19. Total amount paid (if any) for 20. Description of shares or
grant of the option debentures involved (class and
number)
21. Exercise price (if fixed at time 22. Total number of shares or
of grant) or indication that debentures over which options held
price is to be fixed at the time following notification
of exercise
23. Any additional information 24. Name of contact and telephone
number for queries
Ross Lacey, for Matrix-Securities
Limited, Company Secretary - 020
3206 7000
Name and signature of duly authorised officer of issuer responsible for making
notification
Robert Brittain, for Matrix-Securities Limited, Company Secretary
__________________________________________________________
Date of notification 23/02/11
END
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