DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal J.P. Morgan Securities Ltd.
trader
Company dealt in Forth Ports Plc
Class of relevant security Ordinary Shares
to which the dealings being
disclosed relate (Note 1)
Date of dealing 19 March 2010
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of Highest price paid Lowest price paid (Note
securities purchased (Note 3) 3)
214 13.96 GBP 13.9 GBP
Total number of Highest price received Lowest price received
securities sold (Note 3) (Note 3)
152 13.96349 GBP 13.9 GBP
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 4) (Note 5) (Note 3)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exerc Type, Expiry Option
name, selling, securities ise e.g. date money
e.g. call purchasin to which the price American paid/rece
option g, option , ived per
varying relates European unit
etc. (Note 5) etc. (Note 3)
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 3)
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Date of disclosure 22 March 2010
Contact name Richard Lock
Telephone number 020 7325 4513
Name of offeree/offeror with which Forth Ports Plc
connected
Nature of connection (Note 6) J.P.Morgan Cazenove Limited, an
affiliate of J.P.Morgan
Securities Ltd., is acting as
financial adviser to
Northstream Consortium,
consisting of Arcus
Infrastructure, RREEF
Infrastructure and Peel
Holdings.
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
