(BRW.L) Brewin Dolphin Holdings PLC Buy/Sell

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Date/Time	Headline	Source
1
11-11-09	Brewin Dolphin Hldgs - Additional Listing	RNS
RNS Number : 3387C Brewin Dolphin Holdings PLC 11 November 2009 Brewin Dolphin Holdings PLC (the "Company") Additional Listing 11th November 2009 Pursuant to the Brewin Dolphin Holdings PLC (LSE:BRW) Approved Share Option Scheme December 2005 grant, application has been made to the UK Listing Authority and the London Stock Exchange for 2,770 ordinary shares of 1p each to be admitted to the Official List. These shares rank pari passu with the existing issued shares of the Company and dealings are expected to commence on 16th November 2009. This information is provided by RNS The company news service from the London Stock Exchange END LISGUGUPGUPBGGG More
11-11-09	Brewin Dolphin Hldgs - Notice of Results	RNS
RNS Number : 3317C Brewin Dolphin Holdings PLC 11 November 2009 11 November 2009 BREWIN DOLPHIN HOLDINGS PLC NOTICE OF PRELIMINARY RESULTS Brewin Dolphin Holdings PLC will be announcing its preliminary results for the year ended 27 September 2009 on Wednesday 2 December 2009. There will be an analysts' meeting at 08:45 for 09:00 start on the day. For further information contact: Hudson Sandler Wendy Baker / Sarah Hughes Telephone: 020 7796 4133 This information is provided by RNS The company news service from the London Stock Exchange END NORKGMMMLMNGLZG More
30-10-09	Brewin Dolphin Hldgs - Total Voting Rights	RNS
RNS Number : 6738B Brewin Dolphin Holdings PLC 30 October 2009 30th October 2009 Brewin Dolphin Holdings PLC ("Brewin Dolphin") Total Voting Rights Brewin Dolphin Holdings PLC (LSE:BRW) today announces that in conformity with the Transparency Directive, Brewin Dolphin's capital as at 30th October 2009 consists of 215,784,223 ordinary shares of 1p each ("Ordinary Shares") with voting rights. No Ordinary Shares are held in treasury. Therefore, the total number of voting rights in Brewin Dolphin is 215,784,223. The above figure of 215,784,223 Ordinary Shares may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, Brewin Dolphin under the FSA's Disclosure and Transparency Rules. Enquiries: `Judie Howlett 0845 213 1000` Assistant Company Secretary This information is provided by RNS The company news service from the London Stock Exchange END TVREAFEEDAANFFE More
26-10-09	Brewin Dolphin Hldgs - Additional Listing	RNS
RNS Number : 3925B Brewin Dolphin Holdings PLC 26 October 2009 Brewin Dolphin Holdings PLC (the "Company") Additional Listing 26th October 2009 Pursuant to the Brewin Dolphin Holdings PLC (LSE:BRW) Approved Share Option Scheme December 2004 and December 2005 grants, application has been made to the UK Listing Authority and the London Stock Exchange for 7,500 ordinary shares of 1p each to be admitted to the Official List. These shares rank pari passu with the existing issued shares of the Company and dealings are expected to commence on 30th October 2009. This information is provided by RNS The company news service from the London Stock Exchange END LISPUGAWUUPBGAQ More
26-10-09	Brewin Dolphin Hldgs - Director/PDMR Shareholding	RNS
RNS Number : 3767B Brewin Dolphin Holdings PLC 26 October 2009 Brewin Dolphin Holdings PLC (the "Company") DIRECTOR Shareholding 26 October 2009 Notification of Transaction of Directors, Persons Discharging Managerial Responsibility or Connected Persons This notification relates to a transaction notified in accordance with DTR 3.1.4R(1)(a). Brewin Dolphin Holdings PLC (LSE: BRW) were advised on 23 July 2009 that, on 23 July 2009, Sarah Soar, an Executive Director, transferred 1,400 ordinary shares of 1 pence each ("Ordinary Shares"). Of the transferred amount, 1,000 Ordinary Shares remain under her beneficial ownership and the balance of 400 Ordinary Shares were transferred to family members for nil consideration. Her resultant holding in ordinary shares in the Company is now 294,341 ordinary shares (representing 0.1364% of the total issued share capital, of these shares 70,319 are nil paid) and the total number of shares over which options are held by her are 121,195 shares. For further information contact Judie Howlett Assistant Company Secretary Brewin Dolphin Holdings PLC 0845 213 1000 This information is provided by RNS The company news service from the London Stock Exchange END RDSBDBDGLXDGGCL More
22-10-09	Brewin Dolphin Hldgs - Holding(s) in Company	RNS
RNS Number : 1937B Brewin Dolphin Holdings PLC 22 October 2009 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi `1. Identity of the issuer or the underlying issuerof existing shares Brewin Dolphin Holdings PLC` towhichvoting rights areattached: ii 2 Reason for the notification (please tick the appropriate box or boxes): `An acquisition or disposal of voting rights Yes` An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments An event changing the breakdown of voting rights Other (please specify): `3. Full name of person(s) subject to the Aberforth Partners LLP` notification obligation: iii `4. Full name of shareholder(s) Shareholder` `(if different from 3.):iv Shares` `1. Aberforth Smaller Companies Trust plc` `5,304,600` `2. Aberforth UK Small Companies Fund 2,908,900` `3. The Church Commissioners for England 1,173,600` `4. Aberforth Geared Capital & Income Trust plc 963,500` `1,2,4=registered in the name of Nortrust Nominees` `Ltd A/c Aberforth, 3=The Church Commissioners for England (Chase` `GIS) Nominees Ltd` `5. Date of the transaction and date on 19/10/2009` which the threshold is crossed or reached: v `6. Date on which issuer notified: 20/10/2009` `7. Threshold(s) that is/are crossed or 5%` reached: vi, vii 8. Notified details: A: Voting rights attached to shares viii, ix `Class/type of Situation previous Resulting situation after the triggering transaction` `shares to the triggering` `transaction` if possible using the ISIN CODE `Number Number Number Number of voting % of voting rights x` `of of of shares rights` `Shares Voting` `Rights` `Direct Direct xi Indirect xii Direct Indirect` `If possible use ISIN code 12,238,700 12,238,700 10,350,600 N/A 10,350,600 N/A 4.80` Ordinary GB0001765816 B: Qualifying Financial Instruments Resulting situation after the triggering transaction `Type of financial Expiration Exercise/ Number of voting % of voting` `instrument date xiii Conversion Period xiv rights that may be rights` `acquired if the` `instrument is` `exercised/ converted.` N/A N/A N/A N/A N/A C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi Resulting situation after the triggering transaction `Type of financial Exercise price Expiration date xvii Exercise/ Number of voting rights instrument refers to % of voting rights xix, xx` `instrument Conversion period xviii` `N/A N/A N/A N/A N/A Nominal Delta` N/A N/A Total (A+B+C) `Number of voting rights Percentage of voting rights` `10,350,600 4.80` 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi Held by Aberforth Partners LLP Proxy Voting: `10. Name of the proxy holder: N/A` `11. Number of voting rights proxy holder will cease N/A` to hold: `12. Date on which proxy holder will cease to hold N/A` voting rights: `13. Additional information: N/A` `14. Contact name: Pauline Robson, Aberforth Partners LLP` `15. Contact telephone number: 0131 220 0733` This information is provided by RNS The company news service from the London Stock Exchange END HOLUAVNRKORRUAA More
14-10-09	Brewin Dolphin Hldgs - Notification TR-1 - Major Interest in Shares	RNS
RNS Number : 7844A Brewin Dolphin Holdings PLC 14 October 2009 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi `1. Identity of the issuer or the underlying issuer Brewin Dolphin` of existing shares to which voting rights are attached: ii 2 Reason for the notification (please tick the appropriate box or boxes): `An acquisition or disposal of voting rights x` An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments An event changing the breakdown of voting rights Other (please specify): `3. Full name of person(s) subject to the BT Pension Scheme Trustees Limited as trustee of the BT Pension Scheme. See Section 9` `notification obligation: iii for further information.` 4. Full name of shareholder(s) (if different from 3.):iv `5. Date of the transaction and date on 13 October 2009` which the threshold is crossed or reached: v `6. Date on which issuer notified: 14 October 2009` `7. Threshold(s) that is/are crossed or 3%` reached: vi, vii 8. Notified details: A: Voting rights attached to shares viii, ix `Class/type of Situation previous Resulting situation after the triggering transaction` `shares to the triggering` `transaction` if possible using the ISIN CODE `Number Number Number Number of voting % of voting rights x` `of of of shares rights` `Shares Voting` `Rights` `Direct Direct xi Indirect xii Direct Indirect` `Ord GBP 1p 6,357,539 6,357,539 0 0 6,540,872 0% 3.031%` GB0001765816 0176581 B: Qualifying Financial Instruments Resulting situation after the triggering transaction `Type of financial Expiration Exercise/ Number of voting % of voting` `instrument date xiii Conversion Period xiv rights that may be rights` `acquired if the` `instrument is` `exercised/ converted.` C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi Resulting situation after the triggering transaction `Type of financial Exercise price Expiration date xvii Exercise/ Number of voting rights instrument refers to % of voting rights xix, xx` `instrument Conversion period xviii` `Nominal Delta` Total (A+B+C) `Number of voting rights Percentage of voting rights` `6,540,872 3.031%` 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi BT Pension Scheme Trustees Limited is the parent undertaking of Britel Fund Trustees Limited, which is the parent undertaking of Hermes Fund Managers Limited. Hermes Fund Managers Limited is the parent undertaking of: 1. Hermes Equity Ownership Services Limited (voting rights held in this issuer: 0.202%) 2. Hermes Investment Management Limited (voting rights held in this issuer: 0.216%) 3. Hermes Focus Asset management Limited (voting rights held in this issuer: 2.613%) Please see Section 13 for further information Proxy Voting: `10. Name of the proxy holder: See Comment in` `Section 13` `11. Number of voting rights proxy holder will cease See Comment in` `to hold: Section 13` `12. Date on which proxy holder will cease to hold See Comment in` `voting rights: Section 13` 13. Additional information: Hermes Equity Ownership Services Limited hold the voting rights `under a standing proxy contained in agreements for the provision` `of voting services to various underlying clients for the` `purposes of DTR 5.2.1(h), which includes all the shares owned` `directly by BT Pension Scheme.` `Hermes Investment Management Limited hold the voting rights` `under a standing proxy contained in investment management` `agreements with various underlying clients for the purposes of` `DTR 5.2.1(h).` `Hermes Focus Asset Management Limited hold the voting rights as` `General Partner under a standing proxy contained in limited` `partnership agreements with various limited partnerships for the` `purposes of DTR 5.2.1(h).` `All voting rights held on behalf of the above entities are` `aggregated for the purposes of DTR 5.2.1(e).` `This disclosure is made by BT Pension Scheme Trustees Limited,` `which is the ultimate parent undertaking for the purposes of DTR` `5.2.1(e).` `14. Contact name: Valerie Davidson/Margaret Moss` `15. Contact telephone number: 020 7680 2177/020 7680 2125` This information is provided by RNS The company news service from the London Stock Exchange END HOLILFESISLSLIA More
02-10-09	Glance-PRESS DIGEST - British business - Oct 2	AFX UK Focus
The Times RBS TO APPOINT TWO NON-EXEC DIRECTORS Philip Scott, former finance director at Aviva>, and Penny Hughes, the former head for UK and Ireland for Coca-Cola, are set to be appointed as the latest directors to join the board of Royal Bank of Scotland. The naming of the two new non-executive directors comes as the bank weighs up alternative options for bolstering its position and paving the way for its entry into the government's insurance scheme for toxic assets. LUFTHANSA PLAN TO BUY UP BMI SHARES TRIGGERS EXCITEMENT AT POSSIBLE SELL-OFF Lufthansa has agreed to pay about 19 million pounds to SAS airline to acquire the remaining 20 percent of bmi that it does not already own, triggering speculation over a possible sale of the loss-making British carrier. The German airline will pay a further 19 million pounds to cancel a shareholder agreement relating to bmi and will also have to make an additional undisclosed payment to SAS should it sell all or parts of the former British Midland within the next two years. BREWIN TAKES DUAL HIT FROM ACCOUNTING CHANGE BUT MARKET RALLY EASES THE PAIN David McCann, an analyst at Numis, downgraded his forecast for Brewin Dolphin's pre-tax profits in 2009 by seven percent to 28.7 million pounds, after the group admitted it overstated its previous year's profits by 4.2 million pounds. As a result, Brewin's pre-tax profit for 2008 was 32 million pounds rather than the 36.2 million pounds it had previously announced. The accounting change partly outshined Brewin and Numis' trading updates, which showed that both brokers had benefited greatly in the past quarter from Britain's best share price performance in a quarter of a century. Numis reported that trading revenues reached "record levels" in the half year to September 30, while Brewin said its full-year results would be at the top end of the board's expectations. The Daily Telegraph GRAINGER'S NEW LOANS CANCEL DEBT Shares in Grainger rose by five percent on Thursday on the back of an agreement over new lending facilities which will see the residential property landlord not having to pay off 900 million pounds of debt maturing by 2011. Two new loans, of 250 million pounds and 365 million pounds, will mature in December 2012 and reduce the amount of debt maturing in the three years to September 2012 to 166 million pounds. They will be used to repay existing facilities of 400 million pounds in 2010 and 475 million pounds in 2011. TOSCAFUND SELLS ABERDEEN STAKE TO JAPANESE Toscafund has halved its stake in Aberdeen Asset Management to nine percent, in a move that has raised concerns the hedge fund could be facing renewed pressure from investors. It is not clear whether Toscafund, which earlier in 2009 faced financial pressure as investors withdrew their money, has made a profit on the sale of its stake. Mitsubishi, which was once seen as a potential predator for Aberdeen, is believed to have snapped up Toscafund's holding. The Japanese bank is currently the second biggest shareholder with almost 19 percent. INVESTMENTS BITE INTO ICAP PROFITS Icap said it expected half-year profits to fall, blaming its investment programme, combined with a shift in the mix of its revenues. The inter-dealer broker, which has successfully completed a cost-cutting programme of 38 million pounds, has been hit from a pronounced seasonal downturn during the summer months. However, things have improved since then, with group revenue expected to increase by six percent compared to last year. The group will publish its results for the six months to September on November 17. The Independent BOSS OF STRUGGLING FOCUS POCKETED 900,000 POUNDS LAST YEAR The chief executive of Focus, the struggling DIY retailer, pocketed nearly 900,000 pounds in 2008, although his remuneration was boosted by seven months of back payments. For the year to February 2009, Bill Grimsey actually made more than Terry Duddy, the chief executive of Home Retail Group which owns Homebase and Argos. Grimsey said the increased payment was related to a change in his salary to match "market rates" with the group's owner, Cerberus, in August 2009. He said his salary for the current financial year had relapsed to 380,000 pounds and that he, along with other employees, had not received a pay increase. ADMINISTRATOR LAYS OFF 320 WINE CELLAR STAFF Administrators from Deloitte have laid off 320 Wine Cellar staff following the collapse of the off-licence and convenience stores group. The administrators sold 109 of the Cheshire-based company's 170 shops to EFB Retail, in a move that safeguarded 640 jobs at those outlets and about 60 positions in Wine Cellar's head office in Runcorn. The other stores will close and the staff that will be left unemployed will receive support from the Redundancy Payments Office. FLYING FLOWERS AXES JERSEY FLIGHTS TO UK Flying Flowers, the bouquet delivery business, has announced that it will no longer fly its fresh flowers to the UK from Jersey. Instead it said it will outsource supply, packaging and dispatch of its postal range to Top Flora. The group, which is part of Flying Brands, said that quality-related complaints had declined from six to one percent after it began to use the Peterborough-based company in April. It has also reached an agreement will Teleflorist that will enable it to offer a same-day delivery service. The Guardian FROM COWCAM TO CARROTCAM -- ASDA PROMISES TO INVITE SHOPPERS BEHIND THE SCENES Asda, the UK's second-biggest supermarket, has installed cameras in parts of its operations as it aims to become a "transparent" business. As part of the new strategy, those who log on to the supermarket's website will be able to view "behind the scenes" footage filmed by web cameras. On Thursday, chief executive Andy Bond presented his new vision for the chain, "where consumers dictate how we do business and the products we sell". He said the supermarket giant would be run "by the consumer for the consumer" and unveiled plans to consult thousands of shoppers for their opinions on products before they go in the stores. AVIVA'S SAVERS GET UP TO 1,200 POUNDS EACH AFTER VOTING TO SHARE SURPLUS Almost a million Aviva with-profits policyholders will receive tax-free payouts of between 214 pounds and 1,230 pounds each after choosing to share a one-off surplus of 470 million pounds. Although those who accepted the deal waived any right to future payouts, the insurer said 87 percent of its GNU and Culac customers had voted on the issue, with only four percent opting to reject the offer. The payments are slightly higher than what was originally stated when voting packs were sent out, but lower than was once hoped by policyholders. DOMINO DELIVERS AGAIN Domino's Pizza has delivered another upbeat quarterly performance, boosted by the increasing number of people choosing to stay at home at the weekend. Sales in Britain's biggest pizza delivery chain jumped by 11 percent in the third quarter compared to the same period last year, pushing overall growth for the year to 8.3 percent. The chain, which cited its advertising campaigns for the sales jump, said it was on track to beat market expectations for the year. Prepared for Reuters by Durrants `Keywords: PRESS DIGEST British business Oct 2` COPYRIGHT Copyright Thomson Reuters 2009. All rights reserved. The copying, republication or redistribution of Reuters News Content, including by framing or similar means, is expressly prohibited without the prior written consent of Thomson Reuters. More
01-10-09	Brewin Dolphin Hldgs - Blocklisting Interim Review	RNS
This news article is displayed preformatted as it may contain results tables RNS Number : 0306A Brewin Dolphin Holdings PLC 01 October 2009 Brewin Dolphin Holdings PLC ("Brewin Dolphin" of the "Company") BLOCK LISTING SIX MONTHLY RETURN 1st October 2009 Name of applicant: Brewin Dolphin Holdings plc Name of scheme: Senior Employee Matching Share Purchase Scheme issued and nil pd Dec 2005 block listing Period of return: From: 1/4/2009 To: 30/9/2009 Balance of unallotted securities under scheme(s) from previous return: 480,863 Plus: The amount by which the block scheme(s) has Nil been increased since the date of the last return (if any increase has been applied for): Less: Number of securities issued/allotted under -19,107 scheme(s) during period (see LR3.5.7G): Equals: Balance under scheme(s) not yet 461,756 issued/allotted at end of period: Name of applicant: Brewin Dolphin Holdings plc Name of scheme: Senior Employee Matchng Share Purchase Scheme Issued and nil pd May 2005 block listing Period of return: From: 1/4/2009 To: 30/9/2009 Balance of unallotted securities under scheme(s) from previous return: 59,404 Plus: The amount by which the block scheme(s) has Nil been increased since the date of the last return (if any increase has been applied for): Less: Number of securities issued/allotted under 0 scheme(s) during period (see LR3.5.7G): Equals: Balance under scheme(s) not yet 59,404 issued/allotted at end of period: Name of applicant: Brewin Dolphin Holdings plc Name of scheme: Senior Employee Matching Share Purchase Scheme issued and nil pd 2004 block listing Period of return: From: 1/4/2009 To: 30/9/2009 Balance of unallotted securities under scheme(s) from previous return: 416,246 Plus: The amount by which the block scheme(s) has Nil been increased since the date of the last return (if any increase has been applied for): Less: Number of securities issued/allotted under -203,280 scheme(s) during period (see LR3.5.7G): Equals: Balance under scheme(s) not yet 212,966 issued/allotted at end of period: Name of applicant: Brewin Dolphin Holdings plc Name of scheme: 1994 Approved Executive Share option Scheme granted in December 2002 @ �0.375 Block listing Period of return: From: 1/4/2009 To: 30/9/2009 Balance of unallotted securities under scheme(s) from previous return: 405,832 Plus: The amount by which the block scheme(s) has Nil been increased since the date of the last return (if any increase has been applied for): Less: Number of securities issued/allotted under -141,000 scheme(s) during period (see LR3.5.7G): Equals: Balance under scheme(s) not yet 264,832 issued/allotted at end of period: Name of applicant: Brewin Dolphin Holdings plc Name of scheme: Senior Employee Matching Purchase Scheme issued matching option 2004 blocklisting Period of return: From: 1/4/2009 To: 30/9/2009 Balance of unallotted securities under scheme(s) from previous return: 755,056 Plus: The amount by which the block scheme(s) has Nil been increased since the date of the last return (if any increase has been applied for): Less: Number of securities issued/allotted under -242,004 scheme(s) during period (see LR3.5.7G): Equals: Balance under scheme(s) not yet 513,052 issued/allotted at end of period: Name of applicant: Brewin Dolphin Holdings plc Name of scheme: Blocklisting of 1994 Approved Executive Share option Scheme granted in December 2003 @ �0.813 Period of return: From: 1/4/2009 To: 30/9/2009 Balance of unallotted securities under scheme(s) from previous return: 705,849 Plus: The amount by which the block scheme(s) has Nil been increased since the date of the last return (if any increase has been applied for): Less: Number of securities issued/allotted under -156,482 scheme(s) during period (see LR3.5.7G): Equals: Balance under scheme(s) not yet 549,367 issued/allotted at end of period: Name of applicant: Brewin Dolphin Holdings plc Name of scheme: Blocklisting of 1994 Approved Executive Share option Scheme granted in December 2001 @ �1.39 Period of return: From: 1/4/2009 To: 30/9/2009 Balance of unallotted securities under scheme(s) from previous return: 604,500 Plus: The amount by which the block scheme(s) has Nil been increased since the date of the last return (if any increase has been applied for): Less: Number of securities issued/allotted under -3,000 scheme(s) during period (see LR3.5.7G): Equals: Balance under scheme(s) not yet 601,500 issued/allotted at end of period: Name of applicant: Brewin Dolphin Holdings plc Name of scheme: Block listing of 1994 Approved Executive Share option Scheme granted in December 2000 @ �1.675 Period of return: From: 1/4/2009 To: 30/9/2009 Balance of unallotted securities under scheme(s) from previous return: 729,900 Plus: The amount by which the block scheme(s) has Nil been increased since the date of the last return (if any increase has been applied for): Less: Number of securities issued/allotted under 0 scheme(s) during period (see LR3.5.7G): Equals: Balance under scheme(s) not yet 729,900 issued/allotted at end of period: Name of applicant: Brewin Dolphin Holdings plc Name of scheme: Senior Employee Matching Purchase Scheme issued matching option 2003 blocklisting Period of return: From: 1/4/2009 To: 30/9/2009 Balance of unallotted securities under scheme(s) from previous return: 224,781 Plus: The amount by which the block scheme(s) has Nil been increased since the date of the last return (if any increase has been applied for): Less: Number of securities issued/allotted under -12,150 scheme(s) during period (see LR3.5.7G): Equals: Balance under scheme(s) not yet 212,631 issued/allotted at end of period: This information is provided by RNS The company news service from the London Stock Exchange END BLRFGMGGNMGGLZG More
01-10-09	Financial Rep.Review - Review Panel Finding	RNS
RNS Number : 0304A Financial Reporting Review Panel 01 October 2009 Financial Reporting Review Panel Aldwych House, 71-91 Aldwych, London WC2B 4HN Telephone: 020 7492 2300 Fax: 020 7492 2479 www.frc.org.uk/frrp `FRRP PN 121 1 October 2009` PRESS NOTICE FINDINGS OF THE FINANCIAL REPORTING REVIEW PANEL IN RESPECT OF THE ACCOUNTS OF BREWIN DOLPHIN HOLDINGS PLC FOR THE 52 WEEK PERIOD ENDED 30 SEPTEMBER 2007 The Financial Reporting Review Panel ("the Panel") has had under review the report and accounts of Brewin Dolphin Holdings PLC ("the company") for the 52 week period ended 30 September 2007. The Panel's principal concern related to the company's practice of not separately recognising customer related intangible assets in the purchase of investment management businesses. IFRS 3 (2004) 'Business Combinations' requires an acquirer to recognise intangible assets separately if they meet the definition of an intangible asset in IAS 38 'Intangible Assets' and their fair value can be measured reliably. In its Pre Closing Trading Update published today the company has announced that it will implement a change of accounting policy in the forthcoming financial statements of the company for the period ended 27 September 2009. Intangible assets representing client relationships will now be recognised separately from goodwill. As a result, opening reserves at 1 October 2007 will be adjusted to reflect the accumulated amortisation that would have been recognised from the date of transition to IFRS of 25 September 2004 to 30 September 2007. Net assets at 1 October 2007 will be reduced by £2.2m to £113.1m. In the 2009 financial statements, the comparative figures for 2008 will be amended to include a total amortisation charge on intangible assets of £4.2m. The Panel notes the actions announced by the directors today and, on the basis that the required changes are made in the company's preliminary results and full published accounts for the financial year to 27 September 2009 regards its enquiry, which commenced on the 16 July 2008, as concluded. Notes to editors THE FINANCIAL REPORTING COUNCIL (FRC) IS THE UK'S INDEPENDENT REGULATOR RESPONSIBLE FOR PROMOTING CONFIDENCE IN CORPORATE REPORTING AND GOVERNANCE. ITS FUNCTIONS ARE EXERCISED PRINCIPALLY BY ITS OPERATING BODIES (THE ACCOUNTING STANDARDS BOARD, THE AUDITING PRACTICES BOARD, THE BOARD FOR ACTUARIAL STANDARDS, THE FINANCIAL REPORTING REVIEW PANEL, THE PROFESSIONAL OVERSIGHT BOARD AND THE ACCOUNTANCY AND ACTUARIAL DISCIPLINE BOARD AND BY THE FRC BOARD. THE COMMITTEE ON CORPORATE GOVERNANCE ASSISTS THE BOARD IN ITS WORK ON CORPORATE GOVERNANCE. THE ROLE OF THE PANEL IS TO EXAMINE THE ANNUAL ACCOUNTS OF PUBLIC AND LARGE PRIVATE COMPANIES TO SEE WHETHER THEY COMPLY WITH THE REQUIREMENTS OF THE COMPANIES ACT 2006 ("THE ACT") INCLUDING APPLICABLE ACCOUNTING STANDARDS. FOLLOWING IMPLEMENTATION OF THE ACCOUNTING REGULATION (EC) NO 1606/2002, THIS MAY MEAN COMPLIANCE WITH UK OR INTERNATIONAL FINANCIAL REPORTING STANDARDS. WHERE BREACHES OF THE ACT ARE DISCOVERED THE PANEL SEEKS TO TAKE CORRECTIVE ACTION THAT IS PROPORTIONATE TO THE NATURE AND EFFECT OF THE DEFECTS, TAKING ACCOUNT OF MARKET AND USER NEEDS. WHERE A COMPANY'S ACCOUNTS ARE DEFECTIVE IN A MATERIAL RESPECT THE PANEL WILL, WHEREVER POSSIBLE, TRY TO SECURE THEIR REVISION BY VOLUNTARY MEANS, BUT IF THIS APPROACH FAILS THE PANEL IS EMPOWERED TO MAKE AN APPLICATION TO THE COURT UNDER SECTION 456 OF THE ACT FOR AN ORDER FOR REVISION. TO DATE NO COURT APPLICATIONS HAVE BEEN MADE. IFRS 3 (2004) REQUIRES AN ACQUIRER TO RECOGNISE SEPARATELY AN INTANGIBLE ASSET OF AN ACQUIREE IF THE ASSET MEETS THE DEFINITION OF AN INTANGIBLE ASSET IN IAS 38 'INTANGIBLE ASSETS' AND ITS FAIR VALUE CAN BE MEASURED RELIABLY. IAS 38 'INTANGIBLE ASSETS' DEFINES AN INTANGIBLE ASSET AS "AN IDENTIFIABLE NON-MONETARY ASSET WITHOUT PHYSICAL SUBSTANCE". THE STANDARD GOES ON TO REQUIRE THREE CRITERIA TO BE MET FOR AN INTANGIBLE ASSET TO BE RECOGNISED. IT MUST BE: IDENTIFIABLE, CONTROLLED AND ITS FAIR VALUE MUST BE CAPABLE OF RELIABLE MEASUREMENT. AN INTANGIBLE SHOULD BE IDENTIFIABLE IF IT IS SEPARABLE (CAPABLE OF BEING SOLD, TRANSFERRED, LICENSED, RENTED OR EXCHANGED) EITHER INDIVIDUALLY OR TOGETHER WITH A RELATED CONTRACT, ASSET OR LIABILITY, OR ALTERNATIVELY, IT ARISES FROM CONTRACTUAL OR OTHER LEGAL RIGHTS, REGARDLESS OF WHETHER THOSE RIGHTS ARE TRANSFERRABLE OR SEPARABLE FROM THE ENTITY OR FROM OTHER RIGHTS AND OBLIGATIONS. THE ILLUSTRATIVE EXAMPLES TO IFRS 3 IDENTIFY THAT CUSTOMER RELATED INTANGIBLE ASSETS MAY INCLUDE: CUSTOMER LISTS; CUSTOMER CONTRACTS; CUSTOMER RELATIONSHIPS; NON CONTRACTUAL CUSTOMER RELATIONSHIPS. IN PARTICULAR, CUSTOMER RELATIONSHIPS ARE IDENTIFIED AS EXISTING WHEN AN ENTITY HAS A PRACTICE OF ESTABLISHING CONTRACTS WITH ITS CUSTOMERS REGARDLESS OF WHETHER A CONTRACT EXISTS AT ACQUISITION DATE. IAS 38 PROVIDES THAT AN ENTITY CONTROLS AN ASSET IF THE ENTITY HAS THE POWER TO OBTAIN THE FUTURE ECONOMIC BENEFITS FLOWING FROM THE UNDERLYING RESOURCE AND TO RESTRICT THE ACCESS OF OTHERS TO THOSE BENEFITS. THE CAPACITY OF AN ENTITY TO CONTROL THE FUTURE ECONOMIC BENEFITS FROM AN INTANGIBLE ASSET WOULD NORMALLY STEM FROM LEGAL RIGHTS THAT ARE ENFORCEABLE AT LAW. IAS 38 STATES THAT THE FAIR VALUE OF INTANGIBLE ASSETS ACQUIRED IN A BUSINESS COMBINATION CAN NORMALLY BE MEASURED WITH SUFFICIENT RELIABILITY TO BE SEPARATED FROM GOODWILL. THE CHAIRMAN OF THE PANEL IS BILL KNIGHT AND THE DEPUTY CHAIRMEN, IAN WRIGHT AND DAVID LINDSELL. THERE ARE CURRENTLY 26 OTHER PANEL MEMBERS DRAWN FROM A BROAD SPECTRUM OF COMMERCE AND THE PROFESSIONS. INDIVIDUAL CASES ARE NORMALLY DEALT WITH BY SPECIALLY CONSTITUTED GROUPS OF 5 OR MORE MEMBERS. ALL PRESS ENQUIRIES SHOULD BE DIRECTED TO CAROL PAGE TEL: 020 7492 2460 OR AT C.PAGE@FRC-FRRP.ORG.UK This information is provided by RNS The company news service from the London Stock Exchange END MSCMBBRTMMBMMRL More
01-10-09	Brewin Dolphin Hldgs - Trading Update and Accounting Policy Change	RNS
RNS Number : 0105A Brewin Dolphin Holdings PLC 01 October 2009 01 October 2009 Brewin Dolphin Holdings PLC (the "Company") Pre Closing Trading Update and Accounting Policy Change Trading Update Following the completion of the financial year to 27 September 2009, the Company is issuing the following trading update. Performance in the last quarter has been strong and results for the year will be at the top end of the Board's expectations. Change in Accounting Policy After a long and constructive dialogue with the Financial Reporting Review Panel, we have considered the additional clarification which the forthcoming standard, IFRS 3 (2008) brings to the recognition of intangible assets and the various practices currently applied by firms in the purchase of investment management businesses. We have therefore retrospectively changed our accounting policy adopted in 2005, so that payments to acquire teams of investment managers, bringing with them funds under management, have been re-classified as the intangible asset, "client relationships", rather than goodwill. The main changes are as follows:- 2008 2007 `Previously reported As restated Previously reported As` `restated` `£'000 £'000 £'000 £'000` `Profit before tax and 36,202 36,202 41,656 41,656` amortisation `Amortisation of intangible - (4,244) - (1,774)` assets `Profit before tax 36,202 31,958 41,656 39,882` `Taxation (11,127) (9,939) (12,708) (12,211)` `Profit after taxation 25,075 22,019 28,948 27,671` Fully diluted earning per `share pre amortisation 11.7p 11.7p 13.8p 13.8p` Fully diluted earning per `share post amortisation - 10.3p - 13.2p` 2008 2007 `Previously reported As restated Previously reported As` `restated` `£'m £'m £'m £'m` `Net assets 125.2 119.9 115.3 113.1` Intangible assets `Goodwill 93.0 48.4 65.8 47.8` `Client relationships - 37.3 - 14.9` `93.0 85.7 65.8 62.7` Amortisation of client relationships in our 2009 accounts is expected to be in the region of £6.5m. Value of "Client Relationships" We spent £24.3m in 2008 on client relationships. We are happy to report that funds under management acquired in relation to these acquisitions amounted to £2.2bn as at 28 August 2009; £24.3m represents a cost of funds of 1.1%. For further information please contact: `Jamie Matheson Andrew Hayes/Wendy Baker` `Executive Chairman Hudson Sandler` `Brewin Dolphin 020 7796 4133` 020 7248 4400 This information is provided by RNS The company news service from the London Stock Exchange END MSCSDIFMSSUSELU More
30-09-09	Brewin Dolphin Hldgs - Total Voting Rights	RNS
RNS Number : 9376Z Brewin Dolphin Holdings PLC 30 September 2009 30th September 2009 Brewin Dolphin Holdings PLC ("Brewin Dolphin") Total Voting Rights Brewin Dolphin Holdings PLC (LSE:BRW) today announces that in conformity with the Transparency Directive, Brewin Dolphin's capital as at 30th September 2009 consists of 215,771,223 ordinary shares of 1p each ("Ordinary Shares") with voting rights. No Ordinary Shares are held in treasury. Therefore, the total number of voting rights in Brewin Dolphin is 215,771,223. The above figure of 215,771,223 Ordinary Shares may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, Brewin Dolphin under the FSA's Disclosure and Transparency Rules. Enquiries: `Judie Howlett 0845 213 1000` Assistant Company Secretary This information is provided by RNS The company news service from the London Stock Exchange END TVREAPNEDLLNEEE More
28-09-09	Brewin Dolphin Hldgs - Directorate Change	RNS
RNS Number : 7864Z Brewin Dolphin Holdings PLC 28 September 2009 28th September 2009 Brewin Dolphin Holdings PLC ("Brewin Dolphin") Board Changes Further to our announcement at the Annual General Meeting of Brewin Dolphin (LSE:BRW) on 27th February 2009, Brewin Dolphin announces the resignations of Executive Directors Simon Still and Christopher Legge from the Board at close of business on 25th September 2009. Jamie Matheson, Executive Chairman thanked both his colleagues for their "huge efforts" and "commitment and loyalty" they had given to the firm. Enquiries: `Judie Howlett 0845 213 1000` Assistant Company Secretary This information is provided by RNS The company news service from the London Stock Exchange END BOAPUUPABUPBGCR More
23-09-09	Brewin Dolphin Hldgs - Additional Listing	RNS
RNS Number : 5176Z Brewin Dolphin Holdings PLC 23 September 2009 Brewin Dolphin Holdings PLC (the "Company") Additional Listing 23rd September 2009 Pursuant to the Brewin Dolphin Holdings PLC (LSE:BRW) Approved Share Option Scheme December 2004 and Senior Employee Matching Purchase Scheme July 2008 grants, application has been made to the UK Listing Authority and the London Stock Exchange for 11,115 ordinary shares of 1p each to be admitted to the Official List. These shares rank pari passu with the existing issued shares of the Company and dealings are expected to commence on 25th September 2009. This information is provided by RNS The company news service from the London Stock Exchange END LISPUUWGBUPBURW More
21-09-09	BRIEF-Canaccord Adams ups targets on Hargreaves, 4 others	AFX UK Focus
Sept 21 (Reuters) - : CANACCORD ADAMS RAISES HARGREAVES LANSDOWN TARGET PRICE TO 227P FROM `193P; rating hold` CANACCORD ADAMS RAISES RATHBONE BROTHERS TARGET PRICE TO 849P FROM `778P; rating hold` CANACCORD ADAMS RAISES BREWIN DOLPHIN HOLDINGS TARGET PRICE TO 180P `from 158P; rating buy` CANACCORD ADAMS RAISES RENSBURG SHEPPARDS TARGET PRICE TO 672P FROM `601P; rating hold` CANACCORD ADAMS RAISES CHARLES STANLEY GROUP TARGET PRICE TO 358P `from 310P; rating buy` (Bangalore Equities Newsroom; +91 80 4135 5800; within U.S. +1 646 223 8780) COPYRIGHT Copyright Thomson Reuters 2009. All rights reserved. The copying, republication or redistribution of Reuters News Content, including by framing or similar means, is expressly prohibited without the prior written consent of Thomson Reuters. More
21-09-09	Brewin Dolphin Hldgs - Holding(s) in Company	RNS
RNS Number : 3531Z Brewin Dolphin Holdings PLC 21 September 2009 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi `1. Identity of the issuer or the underlying issuer Brewin Dolphin` of existing shares to which voting rights are attached: ii 2 Reason for the notification (please tick the appropriate box or boxes): `An acquisition or disposal of voting rights X` An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments An event changing the breakdown of voting rights Other (please specify): `3. Full name of person(s) subject to the BT Pension Scheme Trustees Limited as trustee of the BT Pension Scheme. See Section 9` `notification obligation: iii for further information.` `4. Full name of shareholder(s) Hermes Focus Asset Management Limited` (if different from 3.):iv `5. Date of the transaction and date on 16 September 2009` which the threshold is crossed or reached: v `6. Date on which issuer notified: 18 September 2009` `7. Threshold(s) that is/are crossed or 3%` reached: vi, vii 8. Notified details: A: Voting rights attached to shares viii, ix `Class/type of Situation previous Resulting situation after the triggering transaction` `shares to the triggering` `transaction` if possible using the ISIN CODE `Number Number Number Number of voting % of voting rights x` `of of of shares rights` `Shares Voting` `Rights` `Direct Direct xi Indirect xii Direct Indirect` `Ord GBP 1p 6,317,197 6,317,197 0 0 6,792,197 0% 3.15%` GB0001765816 0176581 B: Qualifying Financial Instruments Resulting situation after the triggering transaction `Type of financial Expiration Exercise/ Number of voting % of voting` `instrument date xiii Conversion Period xiv rights that may be rights` `acquired if the` `instrument is` `exercised/ converted.` C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi Resulting situation after the triggering transaction `Type of financial Exercise price Expiration date xvii Exercise/ Number of voting rights instrument refers to % of voting rights xix, xx` `instrument Conversion period xviii` `Nominal Delta` Total (A+B+C) `Number of voting rights Percentage of voting rights` `6,792,197 3.15%` 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi BT Pension Scheme Trustees Limited is the parent undertaking of Britel Fund Trustees Limited, which is the parent undertaking of Hermes Fund Managers Limited. Hermes Fund Managers Limited is the parent undertaking of: Hermes Equity Ownership Services Limited (voting rights held in this issuer: 0.034%) Hermes Investment Management Limited (voting rights held in this issuer: 0.083%) Hermes Focus Asset Management Limited (voting rights held in this issuer: 3.033%) Please see Section 13 for further information. Proxy Voting: `10. Name of the proxy holder: See Comment in` `Section 13.` `11. Number of voting rights proxy holder will cease See Comment in` `to hold: Section 13.` `12. Date on which proxy holder will cease to hold See Comment in` `voting rights: Section 13.` 13. Additional information: Hermes Equity Ownership Services Limited hold the voting rights `under a standing proxy contained in agreements for the` `provision of voting services to various underlying clients for` `the purposes of DTR 5.2.1(h), which includes all the shares` `owned directly by BT Pension Scheme.` `Hermes Investment Management Limited hold the voting rights` `under a standing proxy contained in investment management` `agreements with various underlying clients for the purposes of` `DTR 5.2.1(h).` `Hermes Focus Asset Management Limited hold the voting rights as` `General Partner under a standing proxy contained in limited` `partnership agreements with various limited partnerships for` `the purposes of DTR 5.2.1(h).` `All voting rights held on behalf of the above entities are` `aggregated for the purposes of DTR 5.2.1(e).` `This disclosure is made by BT Pension Scheme Trustees Limited,` `which is the ultimate parent undertaking for the purposes of` `DTR 5.2.1(e).` `14. Contact name: Bianca da Silva / Margaret Moss` `15. Contact telephone number: 020 7680 2163/ 020 7680 2125` Note: Annex should only be submitted to the FSA not the issuer Annex: Notification of major interests in share A: Identity of the persons or legal entity subject to the notification obligation `Full name BT Pension Scheme` (including legal form of legal Trustees Limited entities) `Contact address 1 Portsoken Street,` `(registered office for legal London E1 8HZ` entities) `Phone number & email 020 7702 0888` `Other useful information BT Pension Scheme` (at least legal representative Trustees Limited is `for legal persons) the parent` `undertaking of the` `group of companies` `subject to the` `notification` `obligation as` `indirect holders of` `voting rights for` `the purpose of DTR` `5.2.1(h) and 5.2.1` `(e).` B: Identity of the notifier, if applicable `Full name Hermes` `Administration` `Services Limited as` `agent for BT Pension` `Scheme Trustees` `Limited` `Contact address 1 Portsoken Street,` `London E1 8HZ` `Phone number & email 020 7680 2163/ 020` 7680 2125 `Other useful information Hermes` (e.g. functional relationship Administration `with the person or legal Services Limited` `entity subject to the acts as the` `notification obligation) authorised` `administration agent` `on behalf of BT` `pension Scheme` `Trustees Limited` C: Additional information Please contact Bianca da Silva/ Margaret Moss on the above number for further information. Judie.howlett@brewin.co.uk This information is provided by RNS The company news service from the London Stock Exchange END HOLUWUWRKARKAAR More
15-09-09	Brewin Dolphin Hldgs - Additional Listing	RNS
RNS Number : 0670Z Brewin Dolphin Holdings PLC 15 September 2009 Brewin Dolphin Holdings PLC (the "Company") Additional Listing 15th September 2009 Pursuant to the Brewin Dolphin Holdings PLC (LSE:BRW) Approved Share Option Scheme December 2004 and December 2005 grants, application has been made to the UK Listing Authority and the London Stock Exchange for 5,500 ordinary shares of 1p each to be admitted to the Official List. These shares rank pari passu with the existing issued shares of the Company and dealings are expected to commence on 21st September 2009. This information is provided by RNS The company news service from the London Stock Exchange END LISGUUGPBUPBUBA More
28-08-09	Brewin Dolphin Hldgs - Total Voting Rights	RNS
RNS Number : 2300Y Brewin Dolphin Holdings PLC 28 August 2009 28th August 2009 Brewin Dolphin Holdings PLC ("Brewin Dolphin") Total Voting Rights Brewin Dolphin Holdings PLC (LSE:BRW) today announces that in conformity with the Transparency Directive, Brewin Dolphin's capital as at 28th August 2009 consists of 215,570,727 ordinary shares of 1p each ("Ordinary Shares") with voting rights. No Ordinary Shares are held in treasury. Therefore, the total number of voting rights in Brewin Dolphin is 215,570,727. The above figure of 215,570,727 Ordinary Shares may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, Brewin Dolphin under the FSA's Disclosure and Transparency Rules. Enquiries: `Judie Howlett 0845 213 1000` Assistant Company Secretary This information is provided by RNS The company news service from the London Stock Exchange END TVREALPPALENEFE More

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