| Mon 14:59 |
|
RNS |
RNS Number : 8828W General Electric Company 06 February 2012 SEC Form 4 FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940 | OMB APPROVAL | OMB Number: | 3235-0287 | Expires: | December 31, 2014 | Estimated average burden | hours per response: | 0.5 | | | |
|
| | Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | | | | |
1. Name and Address of Reporting Person* GENERAL ELECTRIC COMPANY | 3135 EASTON TURNPIKE |
(Street) | 2. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [ GE ] | 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable) X | Director | | 10% Owner | | Officer (give title below) | | Other (specify below) | |
| 3. Date of Earliest Transaction (Month/Day/Year)
01/31/2012 | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X | Form filed by One Reporting Person | | Form filed by More than One Reporting Person |
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | Code | V | Amount | (A) or (D) | Price | Common Stock | 01/31/2012 | | P | | 10,000 | A | $18.99 | 62,075 | D | | Common Stock | | | | | | | | 18,446 | I | By holding company. |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) | 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | | | | | | | | | | | | | | | | |
Explanation of Responses: | Remarks: |
|
| Eliza Fraser on behalf of
Alan G. Lafley | 02/02/2012 | | ** Signature of Reporting Person | Date | Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
This information is provided by RNS
The company news service from the London Stock Exchange END RDSEALAKESPAEFF
More
|
| 05-01-12 |
|
RNS |
RNS Number : 0243V General Electric Company 04 January 2012 SEC Form 4 FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940 | OMB APPROVAL | OMB Number: | 3235-0287 | Expires: | December 31, 2011 | Estimated average burden | hours per response: | 0.5 | | | |
|
| | Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | | | | |
1. Name and Address of Reporting Person* GENERAL ELECTRIC COMPANY | 3135 EASTON TURNPIKE |
(Street) | 2. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [ GE ] | 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable) X | Director | | 10% Owner | | Officer (give title below) | | Other (specify below) | |
| 3. Date of Earliest Transaction (Month/Day/Year)
01/03/2012 | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X | Form filed by One Reporting Person | | Form filed by More than One Reporting Person |
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | Code | V | Amount | (A) or (D) | Price | | | | | | | | | | | |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) | 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | Deferred Fee Phantom Stock Units (1) | (2) | 01/03/2012 | | A | | 4,018 | | (3) | (3) | Common Stock | 4,018 | $17.11 | 43,607 | D | |
Explanation of Responses: | 1. Acquired at a price of $17.11 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. | 2. Each unit of phantom stock is the economic equivalent of one share of common stock. | 3. Payable beginning one year after termination of service as a director. | Remarks: |
|
| Eliza Fraser on behalf of W. Geoffrey Beattie | 01/04/2012 | | ** Signature of Reporting Person | Date | Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
This information is provided by RNS
The company news service from the London Stock Exchange END RDSEADFLEAKAEAF
More
|
| 05-01-12 |
|
RNS |
RNS Number : 0236V General Electric Company 04 January 2012 SEC Form 4 FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940 | OMB APPROVAL | OMB Number: | 3235-0287 | Expires: | December 31, 2011 | Estimated average burden | hours per response: | 0.5 | | | |
|
| | Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | | | | |
1. Name and Address of Reporting Person* GENERAL ELECTRIC COMPANY | 3135 EASTON TURNPIKE |
(Street) | 2. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [ GE ] | 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable) X | Director | | 10% Owner | | Officer (give title below) | | Other (specify below) | |
| 3. Date of Earliest Transaction (Month/Day/Year)
01/03/2012 | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X | Form filed by One Reporting Person | | Form filed by More than One Reporting Person |
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | Code | V | Amount | (A) or (D) | Price | | | | | | | | | | | |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) | 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | Deferred Fee Phantom Stock Units (1) | (2) | 01/03/2012 | | A | | 4,018 | | (3) | (3) | Common Stock | 4,018 | $17.11 | 124,317 | D | |
Explanation of Responses: | 1. Acquired at a price of $17.11 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. | 2. Each unit of phantom stock is the economic equivalent of one share of common stock. | 3. Payable beginning one year after termination of service as a director. | Remarks: |
|
| Eliza Fraser on behalf of Ralph S. Larsen | 01/04/2012 | | ** Signature of Reporting Person | Date | Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
This information is provided by RNS
The company news service from the London Stock Exchange END RDSEADFLEAFAEAF
More
|
| 05-01-12 |
|
RNS |
RNS Number : 0234V General Electric Company 04 January 2012 SEC Form 4 FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940 | OMB APPROVAL | OMB Number: | 3235-0287 | Expires: | December 31, 2011 | Estimated average burden | hours per response: | 0.5 | | | |
|
| | Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | | | | |
1. Name and Address of Reporting Person* GENERAL ELECTRIC COMPANY | 3135 EASTON TURNPIKE |
(Street) | 2. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [ GE ] | 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable) X | Director | | 10% Owner | | Officer (give title below) | | Other (specify below) | |
| 3. Date of Earliest Transaction (Month/Day/Year)
01/03/2012 | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X | Form filed by One Reporting Person | | Form filed by More than One Reporting Person |
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | Code | V | Amount | (A) or (D) | Price | | | | | | | | | | | |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) | 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | Deferred Fee Phantom Stock Units (1) | (2) | 01/03/2012 | | A | | 4,018 | | (3) | (3) | Common Stock | 4,018 | $17.11 | 62,492 | D | |
Explanation of Responses: | 1. Acquired at a price of $17.11 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. | 2. Each unit of phantom stock is the economic equivalent of one share of common stock. | 3. Payable beginning one year after termination of service as a director. | Remarks: |
|
| Eliza Fraser on behalf of James Mulva | 01/04/2012 | | ** Signature of Reporting Person | Date | Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
This information is provided by RNS
The company news service from the London Stock Exchange END RDSEADFLEAEAEAF
More
|
