For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying PENDRAGON PLC
issuer of existing shares to which voting rights
are attached: ii
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights YES
An acquisition or disposal of qualifying financial instruments which n/a
may result in the acquisition of shares already issued to which voting
rights are attached
An acquisition or disposal of instruments with similar economic effect n/a
to qualifying financial instruments
An event changing the breakdown of voting rights n/a
Other (please n/a
specify):
3. Full name of person(s) subject to UBS Investment Bank
the notification obligation: iii
4. Full name of shareholder(s) UBS AG London Branch
(if different from 3.):iv
5. Date of the transaction and date 20 October 2009
on which the threshold is crossed or
reached: v
6. Date on which issuer notified: 22 October 2009
7. Threshold(s) that is/are crossed 6%
or reached: vi, vii
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of Situation previous Resulting situation after
shares to the triggering the triggering
transaction transaction
if possible Number Number Number Number of % of voting
using of of of shares voting rights x
the ISIN CODE Shares Voting rights
Rights
Direct Direct xi Indirect Direct Indirect
xii
Ordinary Share 105,579,293 105,579,293 35,885,083 35,885,083 5.00%
(GB00B1JQBT10)
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date xiii Conversion Period rights that may be rights
xiv acquired if the
instrument is
exercised/
converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments xv, xvi
Resulting situation after the triggering transaction
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date xvii Conversion rights instrument rights xix, xx
instrument period refers to
xviii
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
Orindary Shares 5.00%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy
holder will cease
to hold:
12. Date on which proxy holder will
cease to hold
voting rights:
13. Additional information:
14. Contact name: Richard Maloney
15. Contact telephone number: 01623 725200
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in sharesxxii
A: Identity of the persons or legal entity subject to the notification
obligation
Full name
(including legal form of legal
entities)
Contact address
(registered office for legal entities)
Phone number & email
Other useful information
(at least legal representative for
legal persons)
B: Identity of the notifier, if applicable
Full name
Contact address
Phone number & email
Other useful information(e.g.
functional relationship
with the person or legal entity subject
to the notification
obligation)
C: Additional information
For notes on how to complete form TR-1 please see the FSA website.
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